0001019687-01-500928.txt : 20011010
0001019687-01-500928.hdr.sgml : 20011010
ACCESSION NUMBER: 0001019687-01-500928
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011009
GROUP MEMBERS: DAVID J. DUNN
GROUP MEMBERS: DUNN FAMILY TRUST
GROUP MEMBERS: IDANTA PARTNERS, LTD.
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: IDANTA PARTNERS LTD
CENTRAL INDEX KEY: 0001025857
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 952743760
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: 4660 LAJOLLA VILLAGE DR
STREET 2: STE 850
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
BUSINESS PHONE: 8584529690
MAIL ADDRESS:
STREET 1: 4660 LAJOLLA VILLAGE DR
STREET 2: STE 850
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL HEALTH REALTY INCOME TRUST
CENTRAL INDEX KEY: 0000798783
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 236858580
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-37839
FILM NUMBER: 1754835
BUSINESS ADDRESS:
STREET 1: UNIVERSAL CORPORATE CTR
STREET 2: 367 S GULPH RD
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19406
BUSINESS PHONE: 610-265-0688
MAIL ADDRESS:
STREET 1: UNIVERSAL CORPORATE CTR
STREET 2: 367 S GULPH ROAD
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19406
SC 13D/A
1
uhrit_13d-3.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENT FILED
PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO
FILED PURSUANT TO RULE 13d-2(a)
(Amendment No. 3)*
Universal Health Realty Income Trust
--------------------------------------------------------------------------------
(Name of Issuer)
Shares of Beneficial Interest, $.01 Par Value
--------------------------------------------------------------------------------
(Title of Class of Securities)
91359E105
--------------------------------------------------------------------------------
(CUSIP NUMBER)
Mr. David J. Dunn
Idanta Partners Ltd.
4660 La Jolla Village Drive, Suite 850
San Diego, California 91222
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
October 3, 2001
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
|_|.
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities and Exchange Act
of 1934 ("Act") or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act. (However, see the
Notes.)
Page 1 of 8 Pages
CUSIP No. 91359E105 Page 2 of 8 Pages
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Idanta Partners Ltd.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 234,704
SHARES ---------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 0
EACH ---------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 234,704
WITH ---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
234,704
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.0% (1)
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
--------------------------------------------------------------------------------
(1) Based on 11,617,727 Shares outstanding as of July 31, 2001.
CUSIP No. 91359E105 Page 3 of 8 Pages
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Dunn Family Trust, David J. Dunn, Trustee
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 371,319 (1)
SHARES ---------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 0
EACH ---------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 371,319 (1)
WITH ---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
371,319 (1)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.2% (2)
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO (Grantor Trust for Individual)
--------------------------------------------------------------------------------
(1) Includes 234,704 Shares held by Idanta Partners Ltd.
(2) Based on 11,617,727 Shares outstanding as of July 31, 2001.
CUSIP No. 91359E105 Page 4 of 8 Pages
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
David J. Dunn
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 371,319 (1)
SHARES ---------------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 3,000
EACH ---------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 371,319 (1)
WITH ---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,000
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
374,319 (1)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.2% (2)
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
(1) Includes 234,704 Shares held by Idanta Partners Ltd. and 136,615 Shares
held by Dunn Family Trust, David J. Dunn, Trustee.
(2) Based on 11,617,727 Shares outstanding as of July 31, 2001.
CUSIP No. 91359E105 Page 5 of 8 Pages
Amendment No. 3 to Schedule 13D
Pursuant to Rule 13d-2(a) under the Securities Exchange Act of 1934, as
amended (the "Act"), the undersigned hereby amend their statement on Schedule
13D dated April 26, 1991 (the "Schedule 13D"), relating to Shares of Beneficial
Interest, par value $.01 per share (the "Shares"), of Universal Health Realty
Income Trust (the "Issuer"), as previously amended by:
Amendment No. 1 thereto dated November 17, 1992, and
Amendment No. 2 thereto dated March 26, 1993.
Unless otherwise indicated, all defined terms used herein shall have the same
meanings as those set forth in the Schedule 13D.
Item 2 is hereby amended and restated in its entirety to read as follows:
ITEM 2. IDENTITY AND BACKGROUND
(a)-(c) This Schedule 13D is filed by (i) Idanta Partners Ltd.
("Idanta"), (ii) Dunn Family Trust, David J. Dunn, Trustee ("DFT"), and (iii)
David J. Dunn ("DJD" and collectively with Idanta and DFT, the "Reporting
Persons"). DJD is the sole Trustee of DFT. DFT is one of the general partners of
Idanta and is deemed to have sole voting and dispositive power of the Shares
held by Idanta. The Reporting Persons are making this single, joint filing
pursuant to Rule 13d-1(k)(1) under the Act, although neither the fact of this
filing nor anything contained herein shall be deemed to be an admission by the
Reporting Persons that a "group" within the meaning of Section 13(d)(3) of the
Act exists.
Idanta is a Texas limited partnership. Idanta's principal business is
investing and reinvesting its assets in securities of all kinds. The principal
business address of Idanta, which also serves as its principal office, is 4660
La Jolla Village Drive, Suite 850, San Diego, California 91222. The general
partners of Idanta are DFT, Jonathan S. Huberman and Mahesh Krishnamurthy. The
business address of each of the general partners of Idanta is 4660 La Jolla
Village Drive, Suite 850, San Diego, California 91222. The principal occupation
or employment of Messrs. Huberman and Krishnamurthy is general partner of
Idanta. DFT is a California grantor trust.
(d) Neither any of the Reporting Persons nor, to the best knowledge of
such persons, any person named above, has been convicted in a criminal
proceeding in the past five years (excluding traffic violations or similar
misdemeanors).
(e) Neither any of the Reporting Persons nor, to the best knowledge of
such persons, any person named above, was a party to a civil proceeding of a
judicial or administrative body of competent jurisdiction as a result of which
such person was or is subject to a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject to, federal
or state securities laws or finding any violation with respect to such laws.
(f) Each of DJD, Mr. Huberman and Mr. Krishnamurthy is a citizen of the
United States of America.
CUSIP No. 91359E105 Page 6 of 8 Pages
Item 5 is hereby amended and restated in its entirety to read as follows:
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) Idanta is the beneficial owner of 234,704 Shares, or approximately
2.0% of the 11,617,727 Shares outstanding as of July 31, 2001 (the "Outstanding
Shares"), according to information contained in the Issuer's Quarterly Report on
Form 10-Q for the quarter ended June 30, 2001 (the "Quarterly Report").
DFT is the beneficial owner of 136,615 Shares and, because of its
position as general partner of Idanta may be deemed to be the beneficial owner
of the 234,704 Shares held by Idanta, which totals 371,319 Shares, or
approximately 3.2% of the Outstanding Shares according to the information
contained in the Quarterly Report.
DJD is the beneficial owner of 3,000 Shares which he holds jointly with
his spouse, and because of his position as trustee of DFT and DFT's position as
general partner of Idanta, may be deemed to be the beneficial owner of the
136,615 Shares held by DFT and the 234,704 Shares held by Idanta, which totals
374,319 Shares, or approximately 3.2% of the Outstanding Shares according to the
information contained in the Quarterly Report.
Neither Mr. Huberman nor Mr. Krishnamurthy beneficially owns any
Shares. Under Idanta's governing documents, neither Mr. Huberman nor Mr.
Krishnamurthy has sole or shared voting or dispositive power with respect to the
Shares held by Idanta (within the meaning of Rule 13d-1).
(b) DJD has the sole power to vote or to direct the vote and to dispose
or to direct the disposition of the Shares held by Idanta and DFT. DJD shares
with his spouse the power to vote or to direct the vote and to dispose or to
direct the disposition of the 3,000 Shares held jointly with his spouse.
(c) During the past 60 days, the Reporting Persons have sold Shares in
open market transactions on the New York Stock Exchange as follows:
Reporting Person Date No. of Shares Sold Price Per Share
---------------- ---- ------------------ ---------------
Idanta 10/3/01 87,600 $25.443
DFT 10/3/01 58,300 $25.443
Idanta 10/4/01 7,900 $25.4544
DFT 10/4/01 5,200 $25.4544
(d) Idanta's partners are entitled to receive certain distributions
from Idanta's assets as specified in its governing documents.
(e) As of July 31, 2001, each of the Reporting Persons ceased to be the
beneficial owner of more than five percent of the Outstanding Shares according
to the information contained in the Quarterly Report.
CUSIP No. 91359E105 Page 7 of 8 Pages
Item 7 is hereby amended and restated in its entirety to read as follows:
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
Exhibit A - Joint Filing Agreement
SIGNATURE
After reasonable inquiry and to the best of the knowledge and belief of
the undersigned, each of the undersigned hereby certifies that the information
set forth in this statement is true, complete and correct.
Date: October 9, 2001
IDANTA PARTNERS LTD.
By: Dunn Family Trust, General Partner
By: /s/ David J. Dunn
------------------------------
David J. Dunn, Trustee
DUNN FAMILY TRUST
By: /s/ David J. Dunn
-----------------------------------
David J. Dunn, Trustee
/s/ David J. Dunn
--------------------------------------
David J. Dunn, individually
CUSIP No. 91359E105 Page 8 of 8 Pages
Exhibit A
Joint Filing Agreement
Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934,
as amended, the undersigned agree to the joint filing on behalf of each of them
of this statement and any subsequent amendments thereto.
Date: October 9, 2001
IDANTA PARTNERS LTD.
By: Dunn Family Trust, General Partner
By: /s/ David J. Dunn
------------------------------
David J. Dunn, Trustee
DUNN FAMILY TRUST
By: /s/ David J. Dunn
-----------------------------------
David J. Dunn, Trustee
/s/ David J. Dunn
---------------------------------------
David J. Dunn, individually